State Street

Job Description

The Role –

  • Perform new account openings and maintenance to in line with Luxembourg regulatory requirements
  • Oversight of account set up and static data maintenance
  • Ensure new account openings adhere to internal KYC and AML policy
  • Liaise with the Compliance and Risk Departments to escalate any AML and KYC issues and ensure swift and compliant resolution
  • Review work practices monitor service levels and implement change where necessary to improve the quality within the department and ensure necessary controls are in place
  • Assist in fund conversion and new fund set-up
  • Ensuring strict adherence to internal rules policies and procedures
  • Provide support and training to junior team members
  • Conduct quality assurance and due diligence on existing clients taking action where necessary
  • Client contact to include communicating due diligence matters to investors fund managers and compliance officers
  • Reporting any suspicious behavior in relation to AML guidelines

The Profile –

  • Experience in a similar position is preferred
  • A thorough and methodical approach to problem solving
  • Demonstrable experience of working accurately and with attention to detail
  • Excellent communication skills and a sound understanding of the fund administration process

Notes –

As part of State Street pre-hire background screening process we apply a risk-based approach to determine the requirement of carrying out such checks on candidates including criminal record checks. This role is judged to be sufficiently sensitive to warrant carrying out a criminal record check. By applying for this job you are consenting to State Street completing background checks including criminal record checks


Job Opening ID