State Street

Job Description

For the Compliance  department in our company State Street Bank International GmbH in Munich or Frankfurt (Solmsstraße) we are looking for a Compliance Officer (m/f) – Job ID R-593779.

Major Responsibilities

  • Analyze New Business Product Review Approvals (NBPRAs) and assess them from a Compliance point of view
  • Manage and own the Compliance input to NBPRAs by collaborating with Compliance colleagues across the Bank and be the point contact towards the NBPRA owner
  • Be a subject matter expert in applicable banking regulations (MaRisk, WpHG, KAGB, KWG, etc.) when interacting with internal and external stakeholders
  • Support and coordinate projects following regulatory initiatives or amendments
  • Coordinate requests from competent authorities and ensure the accurate and timely response
  • Support on-site inspections and audits  by competent authorities and the statutory auditor
  • Support and coordinate projects following regulatory initiatives or amendments
  • Support the Compliance Oversight Program (COP) in related topics such as inventory update

Education, Experience and Skills

  • Successfully completed university degree or professional qualification in the fields of Compliance, Law, Finance  and/or Business Administration
  • Several years of Financial Services experience in Compliance and/or Depositary and Custody business
  • Sound understanding of the products and services offered by financial services institutions
  • Knowledge of relevant local and regional regulations (MaRisk, WpHG, KAGB, KWG, MiFID II, UCITS V, AIFMD, etc.) is a plus
  • Proficient Microsoft Office skills required
  • Fluent in German and English, written and spoken
  • Ability to develop and maintain business relationships within the business unit and across the corporation
  • Proven interpersonal, communication, project management and people management skills
  • Demonstrated problem solving, managerial, decision-making and strong negotiation skills
  • Team player with ability to influence and work under pressure


Job Opening ID